Course Outline
Learning Objectives
Upon completing this training, you will be equipped to:
- Describe the core concepts and principles of an AI management system as defined in ISO/IEC 42001
- Interpret ISO/IEC 42001 requirements for AI management systems from an auditor’s perspective
- Assess the conformity of an AI management system to ISO/IEC 42001 requirements, applying fundamental audit concepts and principles
- Plan, conduct, and close an ISO/IEC 42001 compliance audit in line with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and industry auditing best practices
- Manage an ISO/IEC 42001 audit program effectively
Course Structure
Day 1: Introduction to AI management systems and ISO/IEC 42001
Day 2: Audit principles, preparation, and initiation of audits
Day 3: On-site audit activities
Day 4: Concluding the audit
Day 5: Certification Examination
Examination
The "PECB Certified ISO/IEC 42001 Lead Auditor" exam fulfills the requirements of the PECB Examination and Certification Program (ECP). It evaluates competencies across the following domains:
Domain 1: Fundamental principles and concepts of AI management systems
Domain 2: Requirements for AI management systems
Domain 3: Core audit concepts and principles
Domain 4: Preparing an ISO/IEC 42001 audit
Domain 5: Conducting an ISO/IEC 42001 audit
Domain 6: Closing an ISO/IEC 42001 audit
Domain 7: Managing an ISO/IEC 42001 audit program
For detailed information regarding exam formats, available languages, and other specifics, please consult the List of PECB Exams and the Examination Rules and Policies.
Certification
PECB ISO/IEC 42001 Certification Path and Requirements
After passing the exam, you may apply for one of four professional credentials based on your experience level. All credentials require passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and signing the PECB Code of Ethics.
1. Certified ISO/IEC 42001 Provisional Auditor
Suited for newcomers who have mastered the theoretical aspects but lack practical auditing or industry experience.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: Not required
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Management System Audit Experience: Not required
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Additional Requirement: Sign the PECB Code of Ethics
2. Certified ISO/IEC 42001 Auditor
Intended for professionals with foundational experience in AI management and auditing.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: Two years total, including at least one year of specific work experience in Artificial Intelligence (AI)
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Management System Audit Experience: A minimum of 200 hours of qualifying audit activities
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Additional Requirement: Sign the PECB Code of Ethics
3. Certified ISO/IEC 42001 Lead Auditor
The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: Five years total, including at least two years of specific work experience in Artificial Intelligence (AI)
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Management System Audit Experience: A minimum of 300 hours of qualifying audit activities
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Additional Requirement: Sign the PECB Code of Ethics
4. Certified ISO/IEC 42001 Senior Lead Auditor
The highest tier for expert practitioners with extensive, long-term leadership experience in auditing AI frameworks.
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Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)
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Professional Experience: Ten years total, including at least seven years of specific work experience in Artificial Intelligence (AI)
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Management System Audit Experience: A minimum of 1,000 hours of qualifying audit activities
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Additional Requirement: Sign the PECB Code of Ethics
Note on Qualifying Audit Activities: To be recognized by PECB, audit hours must adhere to best practices and include tasks such as audit planning, program management, drafting audit or nonconformity reports, conducting on-site audits, and leading audit teams.
General Information
- Certification and examination fees are covered by the training course price.
- Participants will receive comprehensive training materials, including over 450 pages of explanations, examples, best practices, exercises, and quizzes.
- Participants who complete the training will be issued an attestation of course completion, worth 31 CPD (Continuing Professional Development) credits.
- Candidates who fail the exam may retake it free of charge within 12 months of their initial attempt.
Requirements
The primary prerequisite for enrolling in this training is a solid grasp of ISO/IEC 42001 and fundamental AI principles and concepts.
Who is this course for?
This training is designed for:
- Professionals with auditing backgrounds, whether internal or external, who wish to specialize in AI management system audits
- Managers and consultants aiming to gain mastery over the AI management system audit process
- Individuals tasked with ensuring organizational compliance with AI management system requirements
- Expert advisors specializing in AI management
- Professionals involved in analyzing and interpreting business requirements for AI adoption
- Individuals engaged in the development and implementation of AI solutions, as well as the architectural design of AI systems
Testimonials (3)
Theory followed by practical examples and exercices. Job well done!
Vincenzo Delle Donne - Department of National Defence
Course - ISO 37301 Compliance Management System
the expertise & knowledge of the trainer
Erica DeRosa DeRosa - Aecon Group INc.
Course - ISO 37001 Anti-Bribery Management System
Speed of response and communication
