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Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its core objectives
- Fundamental compliance principles: integrity, accountability, and transparency
- Key distinctions between ISO 19600 and ISO 37301
Organizational Context and Leadership
- Analyzing the organization’s external and internal environment
- Defining the responsibilities and leadership role of top management
- Formulating a compliance policy and defining clear objectives
Planning and Support Functions
- Evaluating compliance risks and developing mitigation strategies
- Ensuring competence, awareness, and effective communication
- Managing documentation and resource needs for the CMS
Operational Controls and Compliance Processes
- Defining operational procedures and assigning clear responsibilities
- Addressing compliance considerations for outsourcing and third parties
- Documenting compliance obligations and associated controls
Monitoring, Evaluation, and Reporting
- Measuring compliance performance and establishing KPIs
- Executing internal audits and compliance assessments
- Implementing compliance reporting and escalation procedures
Management Review and Continuous Improvement
- Assessing system performance and incorporating leadership feedback
- Addressing noncompliance and implementing corrective actions
- Driving the continuous improvement of the CMS
Certification, Integration, and Future Readiness
- Navigating the steps for ISO 37301 certification and third-party audits
- Integrating with ISO 37001, ISO 9001, or ISO 27001
- Exploring emerging compliance trends and digital governance
Summary and Next Steps
Requirements
- A solid grasp of compliance and risk-related concepts
- Familiarity with various management system standards
- Background in regulatory, legal, or internal control roles
Target Audience
- Compliance officers and internal control managers
- Auditors, legal consultants, and risk specialists
- Senior executives and governance leaders committed to maintaining compliance integrity
14 Hours
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!