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Course Outline

Introduction to ISO 37301 and Compliance Management

  • Overview of ISO 37301 and its core objectives
  • Fundamental compliance principles: integrity, accountability, and transparency
  • Key distinctions between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the organization’s external and internal environment
  • Defining the responsibilities and leadership role of top management
  • Formulating a compliance policy and defining clear objectives

Planning and Support Functions

  • Evaluating compliance risks and developing mitigation strategies
  • Ensuring competence, awareness, and effective communication
  • Managing documentation and resource needs for the CMS

Operational Controls and Compliance Processes

  • Defining operational procedures and assigning clear responsibilities
  • Addressing compliance considerations for outsourcing and third parties
  • Documenting compliance obligations and associated controls

Monitoring, Evaluation, and Reporting

  • Measuring compliance performance and establishing KPIs
  • Executing internal audits and compliance assessments
  • Implementing compliance reporting and escalation procedures

Management Review and Continuous Improvement

  • Assessing system performance and incorporating leadership feedback
  • Addressing noncompliance and implementing corrective actions
  • Driving the continuous improvement of the CMS

Certification, Integration, and Future Readiness

  • Navigating the steps for ISO 37301 certification and third-party audits
  • Integrating with ISO 37001, ISO 9001, or ISO 27001
  • Exploring emerging compliance trends and digital governance

Summary and Next Steps

Requirements

  • A solid grasp of compliance and risk-related concepts
  • Familiarity with various management system standards
  • Background in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and internal control managers
  • Auditors, legal consultants, and risk specialists
  • Senior executives and governance leaders committed to maintaining compliance integrity
 14 Hours

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