Course Outline
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Module 1: The RCA Paradigm & Audit Logic. Accurately defining problem statements to prevent "symptom-masking".
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Module 2: Core Tools for Recurrence Prevention. Intensive practice using the 5 Whys and Fishbone (Ishikawa) diagrams to identify the "Point of Origin".
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Module 3: Evidence-Based Validation. Verifying that identified root causes are supported by objective audit evidence rather than subjective intuition.
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Module 4: Crafting SMART Recommendations. Formulating actionable solutions that address the root cause to prevent the finding from reoccurring.
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Module 5: Hands-On Simulation. Analyzing a comprehensive NobleProg case study involving a complex internal audit scenario.
Requirements
- A solid understanding of financial workflows.
- Prior experience with internal audit procedures.
Target Audience
- Internal Auditors.
Testimonials (2)
Very suitable for supporting work tasks.
Zakie Farhan - BAF
Course - Root Cause Analysis (RCA) for Internal Audit
Machine Translated
Fun to talk
